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Care Home Waste Compliance Checklist

A free, single-page printable checklist for care home managers to verify compliance with Simpler Recycling and clinical waste obligations before CQC or EA inspections.

Download Free Checklist — PDF
One-page A4 printable
Updated March 2026
5-minute self-audit
Millstone Compliance
CARE HOMES

Waste Compliance Checklist

16 questions · CQC + EA aligned

0 pass
0 gaps

Clinical waste contractor EA licence on file?

Separate food waste bin — weekly collection?

Written Waste Management Plan in place?

Duty of care transfer notes held?

HTM 07-01 colour-coding applied to bins?

Clinical waste in secure locked storage?

Progress0 / 6

CQC + Environment Agency aligned

FREE

Since 31 March 2026 — care home managers are personally accountable

Care homes must comply with Simpler Recycling and clinical waste regulations simultaneously. CQC and the Environment Agency both inspect — and both can act. A missed bin stream or an unlicensed contractor is a compliance failure. Any NO answer needs fixing immediately.

£—

Maximum fine

Duty of care offence

Checklist questions

10 HIGH · 6 MED risk

£—

Full Care Home Audit

Written report, 48 hours

What's Inside the Checklist

16 questions · 2 risk levels
QuestionRisk
1Do you have a separate clinical waste bin for hazardous clinical waste (yellow bags/bins)?
HIGH RISK
2Is clinical waste collected by an Environment Agency-licensed clinical waste contractor?
HIGH RISK
3Do you hold a current signed duty of care waste transfer note for each waste stream?
HIGH RISK
4Is your clinical waste contractor's EA licence number recorded on file?
HIGH RISK
5Do you have a separate food waste bin with a minimum weekly collection?
HIGH RISK
6Do you have a dry recycling bin for plastic, tins, and glass?
HIGH RISK
7Do you have a separate bin for paper and cardboard?
HIGH RISK
8Have all care staff received written waste segregation instructions?
HIGH RISK
9Is a written Waste Management Plan in place at the facility?
HIGH RISK
10Is clinical and hazardous waste stored in a secure, locked area away from general waste?
HIGH RISK
11Are all clinical waste bins colour-coded and labelled in line with HTM 07-01?
MED RISK
12Are bin areas accessible to collection vehicles on scheduled collection days?
MED RISK
13Do you retain all waste collection manifests, consignment notes, and receipts?
MED RISK
14Is food waste stored in a sealed caddy to prevent pests and cross-contamination?
MED RISK
15Are waste segregation instructions displayed in all clinical and domestic areas?
MED RISK
16Is there a documented procedure for confidential and sensitive document disposal?
MED RISK

Score your results:

0 NOs

You look compliant — document everything.

1–3 NOs

Fix HIGH RISK items this week.

4+ NOs

Book an audit — do not delay.

Why Every Care Home Manager Needs This Checklist

Two regulators. Two inspection frameworks. One facility that must satisfy both.

5 Waste Streams Required

Clinical, food waste, paper/card, dry recyclables, and general waste must all be separately collected and documented. Missing any stream is a compliance gap.

CQC + EA Both Inspect

The Care Quality Commission checks waste management under safe care delivery. The Environment Agency enforces duty of care and Simpler Recycling separately.

Written Proof Is Everything

Transfer notes, contractor licences, staff instructions, and a written Waste Management Plan are all required documents. Verbal arrangements provide zero protection.

Care Homes Are a Higher-Risk Category

Unlike HMOs or commercial premises, care homes generate clinical waste alongside domestic streams. This means two separate regulatory frameworks apply simultaneously — and failure under either can trigger enforcement from two different agencies.

HTM 07-01 governs clinical waste segregation and colour coding
Environmental Protection Act 1990 covers duty of care for all streams
Simpler Recycling (March 2026) adds four mandatory non-clinical streams
CQC can impose conditions or cancel registration for waste failures
EA prosecution for unlicensed disposal carries unlimited fines
Consignment notes required for all hazardous clinical waste movements

Download the checklist — it's free

Single-page A4 PDF. Print it, walk your facility, and know exactly where you stand before a CQC or EA inspector arrives.

Download PDF — Free

Frequently Asked Questions

Need a Full Written Compliance Report?

Show the CQC or Environment Agency a professional audit — not just a self-completed checklist.

Clinical waste stream capacity and contractor assessment
Simpler Recycling compliance gap analysis
HTM 07-01 colour-coding and storage review
Staff instruction templates included
Waste Management Plan drafted for your facility
Written report ready in 48 hours