TemplatesHMO Compliance Checklist
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HMO Compliance
Checklist

The 20-question pre-audit framework we use with clients. Traffic-light scoring across 5 risk sections — know exactly where you stand before an EA inspector does.

20 Questions · 5 SectionsTraffic-Light ScoringGap IdentificationPDF + Word Included
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Millstone Compliance
PRE-AUDIT

HMO Compliance Checklist

20 questions · 5 risk sections

0 pass
0 gaps

Four separate waste streams provided?

EA-licensed contractor on file?

Written instructions given to tenants?

Waste Management Plan documented?

Bin areas have clear vehicle access?

6-month inspection log maintained?

Contractor licence number recorded?

New tenants briefed on arrival?

Progress0 / 8

Traffic-light scoring · identifies every gap

£47
PDFPrint-ready
WORDFully editable
Aligned to Simpler Recycling Regs 2026
Used by Millstone with real HMO clients
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How The Scoring Works

Every "No" Gets a Risk Rating.

The checklist doesn't just flag gaps — it tells you how urgently each one needs fixing. Walk away knowing exactly what to prioritise.

HIGH RISK

Fix Before Any Inspection

These gaps expose you to immediate enforcement action, licence refusal, or Environment Agency prosecution. 9 of the 20 questions carry this rating.

9 questions
MEDIUM RISK

Address Within 30 Days

These gaps are noted by inspectors and can tip a borderline licence application into a refusal. 11 of the 20 questions carry this rating.

11 questions
COMPLIANT

Evidence & Retain

For every compliant answer, the checklist tells you what written evidence to retain — so you can prove it to an inspector, not just assert it.

Evidence prompts

Gap Identification Worksheet — Included

Section
B — Licensed Contractor
Question
EA licence number recorded?
Your Answer
NO ✗
Risk Level
HIGH
Recommended Fix
Request licence copy from contractor
Target Date
Within 7 days

The worksheet auto-populates every "NO" answer from your checklist into an action log with deadlines and fix guidance.

All 20 Questions

5 Risk Sections. Nothing Missed.

Click each section to see the questions inside.

01

Are four separate waste streams provided?

HIGH
02

Is food waste collected at least weekly?

HIGH
03

Are bin sizes sufficient for tenant count?

HIGH
04

Are additional bins available for overflow?

MEDIUM

Bonus Included

3 Council Communication Scripts.

After the checklist identifies your gaps, these scripts give you the exact language to use when communicating with your local authority — without sounding defensive or uninformed.

Each script is drafted in plain, professional English. Edit in your details and send.

Get The Checklist — £47
Script 01Gap Remediation Notice
ProactivePre-Inspection

Proactively inform your council of identified gaps and your remediation timeline. Shows good faith before any formal inspection.

Dear [Council Housing Officer],

Following an internal compliance review of [Address] conducted on [Date], I am writing to notify you of the steps being taken to ensure continued compliance with...

The following gaps were identified and are being addressed within the timescales set out below...

Script 02Inspection Response Letter
ReactivePost-Inspection

Reply to a formal council inspection notice with evidence of your current compliance position and planned improvements.

Dear [Inspector Name],

Thank you for your inspection report dated [Date] regarding the above property. I acknowledge the findings and write to confirm the actions taken to date...

Please find attached our updated Waste Management Plan and contractor documentation...

Script 03Contractor Change Notification
AdministrativeContractor Change

Notify the council when you change waste contractor — required under some HMO licence conditions to maintain compliance.

Dear [Council Licensing Team],

I write to advise that the licensed waste contractor for [Address] has changed with effect from [Date]. The new contractor details are as follows...

The incoming contractor holds EA Waste Carrier registration number [Ref], valid until [Date]...

20

Questions covering every inspector checklist category

5

Risk sections mapped to EA and council frameworks

3

Pre-written council communication scripts included

£5k

Maximum fine avoided with documented compliance

Know Before They Do

The Same Framework Inspectors Use.

This checklist mirrors the structure local authority housing officers and EA inspectors follow when they arrive at your property. Every HIGH risk question maps directly to a prosecution risk or licence refusal ground.

Running it yourself gives you the same view they have — before they have it.

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Know Your Risk.
Before They Do.

£47. No subscription. No login. The same pre-audit framework used by compliance professionals — in your inbox in minutes.

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